Financial penalties may rise for securities laws infractions
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Friday, July 27, 2012 Companies and investors in Arizona and around the country must abide by laws and regulations...
View ArticleParties argue for venue in business lawsuits over Facebook’s IPO
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Friday, September 21, 2012 Shareholder lawsuits can be notoriously complex, and the litigation surrounding Facebook...
View ArticleFederal commodities agency raises regulatory compliance measures
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Monday, October 8, 2012 When financial firms and publicly traded companies think about regulatory compliance, they...
View ArticleLegal challenge to SEC disclosure rule filed by business groups
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Friday, November 2, 2012 Businesses in Arizona and around the country must comply with a host of regulations created by...
View ArticleDodd-Frank credited with bump in SEC regulatory actions
On behalf of Douglas F. Behm, Attorney at Law posted in Business & Commercial Law on Friday, November 16, 2012 The regulatory environment for business has been fairly robust for a long time. In the...
View ArticleProtection for federal gov’t whistle-blowers signed into law
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Friday, November 30, 2012 Regulatory compliance is a two-way street. Businesses in Arizona and across the country face...
View ArticleDeveloper with Arizona links ordered to prison
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Wednesday, December 26, 2012 Real estate is an industry that is subject to a great deal of regulation. The legal...
View ArticleBusinessman scrubs fraud charge plea deal, opts for trial instead
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Friday, January 11, 2013 Development of online commerce has presented new challenges to those tasked with trying to...
View ArticleAZ joins regulator action against S&P derivative credit ratings
On behalf of Douglas F. Behm, Attorney at Law posted in Regulatory Compliance on Friday, February 8, 2013 There is no shortage of targets in regulator’s crosshairs when it comes to the Great Recession....
View ArticleSEC: Possible insider trading fly in Heinz acquisition ointment
On behalf of Douglas F. Behm, Attorney at Law posted in Business & Commercial Law on Tuesday, February 19, 2013 One of the most notable slogans for Heinz ketchup may be, “Good things come to those...
View Article
